Personal guidance for your personal goals.
SBT Investment Services can help you achieve your personal financial goals. First, we listen. Then, we work closely with you to craft the best strategy to achieve your objectives, leveraging a comprehensive range of products and services.
- Comprehensive Financial Plans
- Retirement Savings Plans
- Retirement Income Management Plans
- College Savings Plans
- Asset Allocation Plans
- Portfolio Reviews
- Retirement Savings
- IRAs and SEPs
- 401(k) and 403(b) Plans
- Employer-Sponsored Retirement Plans
- 401(k)/403(b) Rollovers
- Retirement Income Products
- Stocks, Bonds and CDs
- Mutual Funds
- Money Market Funds
- College 529 Savings Plans
- Brokerage Services
- Life Insurance
- Fixed and Variable Annuities
- Immediate Annuities
- Long-Term Care Insurance
Trust Services offered through The Private Trust Company, N.A., an affiliate of LPL Financial.
Vice President of SBT Investment Services, Inc., Financial Advisor of LPL Financial1
You can reach Sophie by phone at 860.408.5678 or by email at firstname.lastname@example.org. For your protection, please do not include personal information, such as Social Security Numbers or account numbers, in email messages.
Registrations and Accreditations
- LPL Connecticut Investment Advisor (Series 65)
- FINRA General Securities Principal Exam (Series 24)
- FINRA General Securities Representative Exam (Series 7)
- Uniform Securities Agent State Law Exam (Series 63)
- Connecticut Health and Life Registration
- Connecticut Partnership for Long Term Care Certification
Ms. Stevens joined Simsbury Bank to establish our investment services capabilities in November 2000. She began her financial planning career as Certified Financial Manager with the Merrill Lynch Private Client Group in 1996. At Smith Barney from 1987 to 1996, Ms. Stevens was a Financial Consultant in investment management to individuals and corporations.
Sophie's focus is providing personalized service in investment, retirement and estate planning to individuals and businesses in the community.
1The LPL Financial Registered Representatives associated with this site may only discuss and/or transact securities business with residents of the following states: Connecticut, Arizona, California, Florida, Maryland, Massachusetts, New Hampshire, New York, Rhode Island, Texas, Virginia, Washington.
Not FDIC insured. No bank guarantee. May lose value. Not a deposit. Not insured by any federal government agency.
Simsbury Bank and SBT Investment Services are not registered broker/dealers and are not affiliated with LPL Financial.